| Synopsis: | Altering the Maryland Securities Act to regulate federal exempt broker-dealers; establishing the Securities Act Registration Fund to be used to administer and enforce the Act; altering the actions that are unlawful under the Maryland Securities Act; requiring specified individuals that believe that a specified adult is the subject of financial exploitation to notify the Commissioner within 5 days of developing a reasonable belief that financial exploitation exists or to provide immediate notification under specified circumstances; etc. |
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| Analysis: | Fiscal and Policy Note (Revised) |
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| All Sponsors: | Delegate Kramer |
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| Additional Facts: | Cross-filed with: SB0951
Bill File Type: Regular
Effective Date(s): October 1, 2017 |
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| Committee(s): | |
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| Broad Subject(s): | Business Regulation and Occupations
Corporations and Associations
Family Law
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| Narrow Subject(s): | Agents and Brokers
Auditors and Audits
Civil Actions -see also- Small Claims
Dealers -see also- Motor Vehicle Dealers and Salesmen
Exemptions
Federal Government
Fees -see also- Attys' Fees; Devt Fees & Taxes; Reimb Rates
Financial Planners
Inspections -see also- Motor Vehicle Inspection
Investments -see also- Securities
Notices
Securities
Statutes of Limitation
Vulnerable Adults -see also- Developmental Disabilities; Eld
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| Statutes: | Article - Corporations and Associations
(11-101, 11-302, 11-401, 11-402, 11-405, 11-407, 11-411, 11-412, 11-418, 11-503.1, 11-506, 11-510.1, 11-601, 11-701.1, 11-702, 11-208, 11-306, 11-307) Article - Family Law
(14-101, 14-201, 14-302, 14-309) |
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