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Legislation


2009 Regular Session

HOUSE BILL 571

EMERGENCY BILL File Code: Corporations and Associations Crossfiled with: SENATE BILL 684
Sponsored By:
Delegates Kramer, Ali, Barkley, Carter, Gilchrist, Heller, Kelly, Manno, McComas, Montgomery, Ramirez, Reznik, Shank, Simmons, Smigiel, Valderrama, Braveboy, Burns, Davis, Feldman, Haddaway, Harrison, Hecht, Jameson, King, Krysiak, Love, Mathias, McHale, Minnick, Rudolph, Stifler, Taylor, and Vaughn
Entitled:
Senior Investment Protection Act

Synopsis:

Prohibiting a person from using a senior or retiree credential or designation to mislead a person in connection with the offer, sale, or purchase of securities in connection with receiving consideration from another person for advising the other person as to the value, purchase, or sale of securities, or in connection with acting as a broker-dealer, agent, investment advisor, or investment advisor representative; etc.

History by Legislative and Calendar Date

Legislative date is used to record history occurring in the Chambers otherwise Calendar date is used.
House Action
2/6
First Reading Economic Matters
2/9
Hearing 2/18 at 1:00 p.m.
3/4
Favorable with Amendments Report by Economic Matters
3/5
Favorable with Amendments Report Adopted
Second Reading Passed with Amendments
3/10
Third Reading Passed (133-3)
4/5
Returned Passed
Senate Action
3/11
First Reading Judicial Proceedings
4/9
Favorable Report by Judicial Proceedings
4/5
Favorable Report Adopted
Second Reading Passed
4/6
Third Reading Passed (47-0)
Action after passage in House and Senate
5/7
Approved by the Governor
- Chapter 302

Sponsored by:

Delegate Benjamin F. Kramer, District 19
Delegate Saqib Ali, District 39
Delegate Charles Barkley, District 39
Delegate Aisha N. Braveboy, District 25
Delegate Emmett C. Burns, Jr., District 10
Delegate Jill P. Carter, District 41
Delegate Dereck E. Davis, District 25
Delegate Brian J. Feldman, District 15
Delegate Jim Gilchrist, District 17
Delegate Jeannie Haddaway, District 37B
Delegate Hattie N. Harrison, District 45
Delegate Sue Hecht, District 3A
Delegate Henry B. Heller, District 19
Delegate Sally Jameson, District 28
Delegate Kevin Kelly, District 1B
Delegate James J. King, District 33A
Delegate Carolyn J. Krysiak, District 46
Delegate Mary Ann E. Love, District 32
Delegate Roger P. Manno, District 19
Delegate James N. Mathias, Jr., District 38B
Delegate Susan K. McComas, District 35B
Delegate Brian K. McHale, District 46
Delegate Joseph J. Minnick, District 6
Delegate Karen S. Montgomery, District 14
Delegate Victor R. Ramirez, District 47
Delegate Kirill Reznik, District 39
Delegate David D. Rudolph, District 34B
Delegate Christopher B. Shank, District 2B
Delegate Luiz R. S. Simmons, District 17
Delegate Michael D. Smigiel, Sr., District 36
Delegate Donna Stifler, District 35A
Delegate Herman L. Taylor, Jr., District 14
Delegate Kriselda Valderrama, District 26
Delegate Michael L. Vaughn, District 24

Bill indexed under the following Subjects:

Administrative Agencies -see also- Electronic Government
Advertising
Agents and Brokers
Consumer Protection -see also- Unfair Trade Practices
Elderly Persons
Ethics
Fraud -see also- Forgery
Investments -see also- Securities
Penalties
Registration -see also- Motor Vehicle Registration
Rules and Regulations
Securities

Bill affects the following Statutes:

Corporations and Associations
( 11-302 , 11-305 , 11-412 , 11-705 )

Documents:

Bill Text (Displayed in PDF Format): First Reading, Third Reading, Enrolled, Chapter
Fiscal and Policy Note (Displayed in PDF Format): Available
Amendments (Displayed in PDF Format):
House
Number: 453690/01     Offered on: March 5, 2009   at: 10:09 a.m.     Status: Adopted
Roll Call Votes (Legislative dates are shown):
House
March 10, 2009: Third Reading Passed (133-3)
Senate
April 6, 2009: Third Reading Passed (47-0)
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