Legislation

Title: Maryland Securities Act - Vulnerable Adults
Sponsored by: Senators Smith, Kelley, and Lee
Status: Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 838
Analysis: Fiscal and Policy Note (Revised)

Synopsis

Altering the Maryland Securities Act to regulate federal exempt broker-dealers; establishing the Securities Act Registration Fund to be used to administer and enforce the Act; altering the actions that are unlawful under the Maryland Securities Act; requiring specified individuals that believe that a specified adult is the subject of financial exploitation to notify the Commissioner within 5 days of developing a reasonable belief that financial exploitation exists or to provide immediate notification under specified circumstances; etc.

Committees

Original:: Judicial Proceedings Click to view Recorded Media

Opposite:: Economic Matters

Details

Cross-filed with: HB1149

Bill File Type: Regular

Effective Date(s): October 1, 2017

History

Legislation History
Chamber Senate Calendar Date 2/03/2017 Legislative Date 2/03/2017 Action First Reading Judicial Proceedings Proceedings
Chamber Calendar Date Legislative Date Action Text - First - Maryland Securities Act - Vulnerable Adults Proceedings
Chamber Senate Calendar Date 2/08/2017 Legislative Date 2/08/2017 Action Hearing 2/23 at 1:00 p.m. Proceedings
Chamber Calendar Date Legislative Date Action Vote - Senate - Committee - Judicial Proceedings Proceedings Click to view Recorded Media
Chamber Senate Calendar Date 3/17/2017 Legislative Date 3/17/2017 Action Favorable with Amendments Report by Judicial Proceedings Proceedings
Chamber Senate Calendar Date 3/17/2017 Legislative Date 3/17/2017 Action Favorable with Amendments {678673/1 Adopted Proceedings 46 Click to view Recorded Media
Chamber Senate Calendar Date 3/17/2017 Legislative Date 3/17/2017 Action Second Reading Passed with Amendments Proceedings 46 Click to view Recorded Media
Chamber Calendar Date Legislative Date Action Text - Third - Maryland Securities Act - Vulnerable Adults Proceedings
Chamber Senate Calendar Date 3/20/2017 Legislative Date 3/18/2017 Action Third Reading Passed (47-0) Proceedings 47 Click to view Recorded Media
Chamber House Calendar Date 3/21/2017 Legislative Date 3/18/2017 Action Referred Economic Matters Proceedings 52 Click to view Recorded Media
Chamber Calendar Date Legislative Date Action Vote - House - Committee - Economic Matters Proceedings Click to view Recorded Media
Chamber House Calendar Date 4/05/2017 Legislative Date 4/05/2017 Action Favorable Report by Economic Matters Proceedings
Chamber House Calendar Date 4/05/2017 Legislative Date 3/29/2017 Action Favorable Adopted Second Reading Passed Proceedings 63 Click to view Recorded Media
Chamber House Calendar Date 4/06/2017 Legislative Date 3/30/2017 Action Third Reading Passed (139-0) Proceedings 64 Click to view Recorded Media
Chamber Senate Calendar Date 4/07/2017 Legislative Date 4/01/2017 Action Returned Passed Proceedings 61 Click to view Recorded Media
Chamber Post Passage Calendar Date 5/27/2017 Legislative Date 5/27/2017 Action Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 838 Proceedings
Chamber Calendar Date Legislative Date Action Text - Chapter - Maryland Securities Act - Vulnerable Adults Proceedings

Chamber	Calendar Date	Legislative Date	Action	Proceedings
Senate	2/03/2017	2/03/2017	First Reading Judicial Proceedings
			Text - First - Maryland Securities Act - Vulnerable Adults
Senate	2/08/2017	2/08/2017	Hearing 2/23 at 1:00 p.m.
			Vote - Senate - Committee - Judicial Proceedings	Click to view Recorded Media
Senate	3/17/2017	3/17/2017	Favorable with Amendments Report by Judicial Proceedings
Senate	3/17/2017	3/17/2017	Favorable with Amendments {678673/1 Adopted	46 Click to view Recorded Media
Senate	3/17/2017	3/17/2017	Second Reading Passed with Amendments	46 Click to view Recorded Media
			Text - Third - Maryland Securities Act - Vulnerable Adults
Senate	3/20/2017	3/18/2017	Third Reading Passed (47-0)	47 Click to view Recorded Media
House	3/21/2017	3/18/2017	Referred Economic Matters	52 Click to view Recorded Media
			Vote - House - Committee - Economic Matters	Click to view Recorded Media
House	4/05/2017	4/05/2017	Favorable Report by Economic Matters
House	4/05/2017	3/29/2017	Favorable Adopted Second Reading Passed	63 Click to view Recorded Media
House	4/06/2017	3/30/2017	Third Reading Passed (139-0)	64 Click to view Recorded Media
Senate	4/07/2017	4/01/2017	Returned Passed	61 Click to view Recorded Media
Post Passage	5/27/2017	5/27/2017	Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 838
			Text - Chapter - Maryland Securities Act - Vulnerable Adults

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Statutes