CHAPTER NUMBER: 613
File Code: Corporations and Associations
Crossfiled with: HOUSE BILL 877
- Sponsored By:
-
Senator Bromwell
- Entitled:
-
Maryland Securities Act - Revision
Revising the Maryland Securities Act to conform to the National
Securities Markets Improvement Act of 1996; clarifying powers and
duties of the Securities Commissioner; retaining the State's authority
over specified funds; and generally relating to the regulation of
specified securities, broker-dealers, agents, investment advisers,
investment adviser representatives, and federally regulated advisers
under the Maryland Securities Act.
Senate Action
- 1/31
- First Reading Judicial Proceedings
- 2/5
- Hearing 2/27 at 1:00 p.m.
- 3/19
- Favorable with Amendments Report by Judicial Proceedings
- 3/20
- Favorable with Amendments Report Adopted
- Second Reading Passed with Amendments
- 3/21
- Third Reading Passed (47-0)
- 3/31
- Returned Passed
- 5/22
- Signed by the Governor Chapter 613
House Action
- 3/21
- First Reading Economic Matters
- 3/24
- Hearing 3/26 at 1:00 p.m.
- 3/28
- Favorable Report by Economic Matters
- 3/26
- Favorable Report Adopted
- Second Reading Passed
- 3/27
- Third Reading Passed (136-0)
- Bill indexed under the following Subjects:
- AGENTS AND BROKERS
- CIVIL ACTIONS -see also- SMALL CLAIMS
- DEALERS -see also- MOTOR VEHICLE DEALERS AND SALESMEN
- FEES -see also- DEVELOPMENT FEES AND TAXES
- FINANCIAL PLANNERS
- INVESTMENTS
- JURISDICTION
- NOTICES
- REGISTRATION -see also- MOTOR VEHICLE REGISTRATION
- REPORTS -see also- RECORDS
- SECURITIES
- Bill affects the following Statutes:
- Corporations and Associations
- (
11-101 ,
11-101 ,
11-101 ,
11-101 ,
11-101 ,
11-102 ,
11-103 ,
11-203 ,
11-205 ,
11-206 ,
11-302 ,
11-304 ,
11-401 ,
11-402 ,
11-403 ,
11-404 ,
11-405 ,
11-405 ,
11-406 ,
11-407 ,
11-408 ,
11-409 ,
11-410 ,
11-411 ,
11-412 ,
11-414 ,
11-415 ,
11-416 ,
11-501 ,
11-503.1 ,
11-503.1 ,
11-506 ,
11-510 ,
11-510.1 ,
11-513 ,
11-601 ,
11-601 ,
11-702 ,
11-703 ,
11-802
)
- Bill Text:
- First Reading (PDF),
Third Reading (PDF), Enrolled
- Fiscal Note:
Available (PDF)
Amendments:
- Senate
- Number: 258147/1 (PDF) Offered on: MARCH 20, 1997 at: 09:22
Status: Adopted
